Wednesday, July 3, 2013

The Power of the Pendulum

  The pendulum exerts a powerful force in American society: whenever an extreme position gains too much sway over one of our institutions, a countervailing trend sets in [1].  That may be happening now in the Supreme Court, which at least since Bush v. Gore in 2000 has moved steadily to the right.

  I am encouraged in my hope by the philosophy expressed by Justice Stephen Breyer in his 2010 book Making Our Democracy Work: A Judge's View.  He emphasizes that the Court historically has always had to strive to re-earn its reputation whenever it has strayed too far from the mainstream.  Keeping its credibility, he says, depends on three principles: 

Adhering to traditions slowly accumulated over centuries—for example, respect for established precedent and care in deciding cases on the narrow basis of points of law brought to it, without expanding them from the bench.
Steering a course between too-fettered originalism and unfettered subjectivism.
Respecting the roles in the system of diverse other players: legislative bodies, the Executive and its agencies, lower courts, and the public. 
  The current Court is due for a return to these principles.  Its first seven years (2005-2012) are characterized by Marcia Coyle in The Roberts Court: The Struggle for the Constitution as dominated by "a confident conservative majority with a muscular sense of power, a notable disdain for Congress, and a willingness to act aggressively."  She singles out three high-profile decisions in that period in which the Court distinctly parted from Breyer's dicta. 

  One of those decisions reversed a century of judicial precedent that had held the Second Amendment's right to bear arms is not an individual right but—in the words of that Amendment—is associated with a "militia, necessary to the security of a free state."  Another struck down the very limited school-integration programs of two cities, ringing a death knell for almost a half-century of such programs.  Of the three decisions, however, the one I believe most illustrates the Court's swerve to extremism was Citizens United v. FEC.

  For over a century, Congress and various state legislatures had tried to limit the effect of large amounts of money on the democratic process.  Most recently, the 2002 McCain-Feingold Act prohibited the use of corporate and labor-union treasury funds to pay for ads supporting or opposing federal candidates within certain time periods before elections.

  In the run-up to the 2008 presidential election, an ultra-conservative organization, Citizens United, produced "Hillary: The Movie."  It brought suit against the Federal Election Commission on very narrow grounds, seeking to establish only that the movie and ads for it were not subject to McCain-Feingold proscriptions; rather, it claimed that they were merely protected political speech.  For fear of losing, the suit very carefully avoided challenging the constitutionality of either the Act itself or any precedent decisions concerning campaign finance. 

  After the case progressed to the Supreme Court and was argued there, the Court unexpectedly ordered a re-argument in its following term, asking the two sides to address whether the Court should look at the validity of underlying laws and precedents—an unusual request because that broader question had not been addressed or adjudicated in the lower court.  After re-argument, the Court invalidated McCain-Feingold's ban on use of corporate and union treasury funds for electioneering purposes, declaring that there can be no limits on such expenditures as long as they are made outside of candidates' campaigns.

   In coming to its decision, the Court violated Breyer's principles in at least three ways: it unilaterally expanded the original question that had been brought to it; it paid no deference to a century of legislative efforts at the state and federal levels to limit the influence of money on elections; and it reversed a long history of judicial precedents supporting that legislation. 

  Adverse reaction was immediate and bipartisan.  Senator McCain called the ruling "The most misguided, naïve, uninformed, egregious decision of the United States Supreme Court, I think, in the twenty-first century."  President Obama excoriated the Court during a State of the Union address—with Chief Justice Roberts in attendance—saying, "Last week, the Supreme Court reversed a century of law to open the floodgates for special interests … to spend without limit in our elections. "

  The visceral reaction to Citizens United and other Roberts Court decisions might have reminded the Court—particularly Chief Justice Roberts—of Breyer's assertion that it must constantly re-earn its esteem.  That may explain why at the end of the 2011-2012 term, when a 5-4 majority was about to strike down the very core of the Affordable Care Act—the signature piece of legislation sponsored by a popular sitting president—Chief Justice Roberts felt obligated to switch sides.  He thereby not only saved almost all of the Act from a judicial evisceration, but partially redeemed the reputation of the Court from charges of extremism.

  Could the ACA decision signal a deceleration or even reversal of the pendulum?  High-profile decisions at the end of the 2012-2013 term were mixed, yet they possibly indicate so:

• The Court tilted a bit to the political left when it overturned, as an unconstitutional deprivation of equal rights, the part of the Defense of Marriage Act that denied federal benefits to same-sex couples legally married in a state. 
• It punted on trial- and appeals-court decisions that California's Proposition 8, which forbade same-sex marriage, is unconstitutional, doing so on the narrow ground that those who appealed the trial court's holding had no standing to do so, thereby letting that court's decision stand.
• It also punted on affirmative action at the University of Texas by ordering a lower court to determine whether there was a valid and well-applied state rationale for the criteria used.
• In one voting-rights case it said that Arizona could not add a requirement mandating a proof of citizenship to the existing uniform federal voter-qualification standards. 
• On the other hand, another voting-rights case went the other way, virtually eliminating almost a half century of legislation requiring federal pre-approval of changes of election procedures in jurisdictions having histories of discrimination.  This, despite four Congressional reauthorizations of the original 1965 act, the last in 2006, when tens of thousands of pages of investigatory material were compiled and the vote was an astonishing 98-0 in the Senate and 390-33 in the House.  It thus gave shocking evidence supporting Coyle's charge that the Court has "a notable disdain for Congress."

  Many of these decisions were 5-4, indicating that the Court remains on a cusp.  Nonetheless, comparing them to the three right-leaning decisions of earlier years focused on by Coyle (see above) might encourage one to feel that the Court is becoming more moderate.  A lengthy front-page analysis in the New York Times last week argues otherwise, contending that Chief Justice Roberts continues to pursue a very conservative agenda by guiding the Court through a Machiavellian series of zigs and zags while moving it inexorably to the right.  

  Even if the Court's pendulum is not yet reversing its swing, I cling to my optimism that it will do so sooner rather than later—say within this decade.  Although the court is not supposed to be a political institution, it does respond to political and societal pressure.  I think that time is near.